Brian Kruger
Director of Compliance

Brian Kruger joined Kershner in April 2008 and is currently in the role of Director of Compliance. He has over 10 years of experience in the financial services industry. Brian brings significant trading compliance and risk management experience to Kershner. He is responsible for proactively ensuring compliance with existing regulation and assessing the regulatory horizon for changes that will impact the firm. Additionally, Mr. Kruger seeks to continuously enhance the risk management capabilities leveraging Kershner’s robust technology expertise.

Prior to joining Kershner, Brian was Director of Risk Management for GunnAllen Financial where he oversaw all aspects trading compliance and risk management for the capital markets and operations areas with a focus on developing and growing institutional business. Before joining GunnAllen, Brian was at Datek Online, where he served as director of Best Execution. In addition to ensuring compliance Brian led a team that continuously improved customer execution quality and speed attained through the automated order management system. Additionally, Mr. Kruger served as the firm’s Compliance Registered Options Principal and played a large part in growing that segment of the business.

Brian earned a Bachelor of Science in Business Administration with a concentration in finance from the University of North Carolina at Wilmington.

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